Quality Control Associate - Chicago

The incumbent will assist the Middle Desk Quality Control Unit within the Chicago Branch to 1) ensure major risk type reporting is relevant, accurate, complete & presented to various risk constituents in the most appropriate manner for the given audience; 2) work with other risk management related personnel including 1st line and 2nd line of defense to build sustainable and repeatable processes for producing risk reports; 3) perform high-level review of underwriting package

Risk Management and Reporting

· Support all aspects of the Enterprise Risk Management program, such as Risk Assessment, Risk Issues tracking and reporting

· Understand the similarities and differences for all other risk assessment activities across the organization and working to harmonize these assessments

· Perform high-level review on underwriting package including financial reports, credit recommendation reports, periodic loan reviews, Post Lending Management tickler etc.

· Working with various teams to promote common sets of tools for risk assessments across the organization

· Implement Bank’s post lending management requirements, communicating to ensure sufficient and standardized practice

· Perform periodic QA Test and track the status of action plan

Compliance

· Work with other departments within the branch to complete all projects and initiatives in accordance to regulatory requirements

· Ensure the branch’s risk management is in line with Banks’ Risk Governance Framework

· Review and update each department’s Policy & Procedure and workflow periodically according to risk management requirements

· Work closely with all departments in the branch to ensure data integrity in all uses

· Bachelor’s degree or above with major in finance, accounting, economics, and other related disciplines preferred

· 1-3 years of banking or financial sector experience

· Good communication skills, and demonstrate understanding of financial statements as well as general knowledge of corporate banking

· Bilingual in Mandarin and English required

· CAMS certification preferred

Job Type: Full-time